SFC Licences of LI Cheong Faat 李昌發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 01 March 2021 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 01 March 2021 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 01 March 2021 | |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 19 July 2018 | 31 January 2019 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 06 December 2011 | 03 July 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 December 2011 | 03 July 2018 |