SFC Licences of CHEN Chuanyao 陳川堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RO | 9 | 24 January 2024 | |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RO | 4 | 24 January 2024 | |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RO | 1 | 24 January 2024 | |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 1 | 06 July 2020 | 24 January 2024 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 9 | 10 December 2018 | 24 January 2024 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 4 | 10 December 2018 | 24 January 2024 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 September 2014 | 11 September 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 28 June 2014 |