SFC Licences of LI Heung 李响
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 12 October 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 12 October 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 12 October 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 15 August 2018 | 12 October 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 August 2018 | 12 October 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 August 2018 | 20 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 June 2018 | 12 October 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 15 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |