SFC Licences of LI Heung 李响

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 15 August 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 15 August 2018
CLSA Limited 中信里昂證券有限公司
RE 4 15 August 2018 20 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 04 June 2018
UBS Securities Hong Kong Limited
RE 6 19 December 2016 15 March 2018
UBS Securities Hong Kong Limited
RE 6 07 June 2012 18 December 2016