SFC Licences of ZHU Yahui 朱雅卉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 14 January 2022 | 15 November 2023 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 07 March 2017 | 02 February 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 07 March 2017 | 02 February 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 06 April 2013 |