SFC Licences of XIAO Julia 肖楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 09 August 2018 | 27 July 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 09 August 2018 | 27 July 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 31 July 2018 | 09 August 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 July 2018 | 09 August 2018 |
| UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | 05 May 2018 |
| UBS Securities Hong Kong Limited | RO | 6 | 07 July 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 07 July 2014 |