SFC Licences of KO King Tung 高景東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 12 July 2019 | |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 12 July 2019 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 04 August 2016 | 06 June 2019 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 04 August 2016 | 06 June 2019 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 15 December 2011 | 16 July 2016 |