SFC Licences of CHEUNG Yee Ching 張以正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 2 06 March 2024
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 2 30 March 2023 06 March 2024
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 1 30 March 2023
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 27 February 2018 12 March 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 February 2018 12 March 2023
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 12 February 2018 12 March 2023
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 12 February 2018 12 March 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 22 December 2017 12 March 2023
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 22 December 2017 12 March 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 December 2017 12 March 2023
Quam Securities Limited 華富建業證券有限公司 RE 2 02 November 2016 30 November 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 02 November 2016 30 November 2017
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 22 November 2013 14 October 2016
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 22 November 2013 14 October 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 November 2013 14 October 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 27 December 2012 19 October 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 December 2011 19 October 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 December 2011 19 October 2013