SFC Licences of CHAU Vincent Chi To 朱梓滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 04 September 2015 | |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 03 June 2015 |