SFC Licences of CHEN Shu 陳紓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBIA (HK) Limited | RO | 1 | 11 July 2023 | 13 December 2023 |
| SBIA (HK) Limited | RE | 1 | 15 June 2021 | 11 July 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 12 August 2014 | 21 September 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 02 August 2012 |