SFC Licences of KENDALL Samuel James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 10 October 2017 | 26 November 2019 |
| UBS Securities Hong Kong Limited | RO | 6 | 12 April 2017 | 10 October 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 12 April 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |