SFC Licences of LAWRENCE Samuel Dong Yue 羅棟宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 09 January 2020 | 19 February 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 25 August 2014 | 19 February 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 August 2014 | 19 February 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 25 August 2014 | 09 January 2020 |
| Merrill Lynch Far East Limited | RE | 4 | 25 August 2014 | 09 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 25 August 2014 | 09 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 August 2014 | 09 January 2020 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 June 2014 |