SFC Licences of SUMNERS Mary Sophia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 July 2013 | 28 February 2014 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 04 July 2013 | 28 February 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 08 December 2011 | 28 February 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 08 December 2011 | 28 February 2014 |