SFC Licences of WU Tingting 吳婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 | RO | 9 | 07 July 2021 | |
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 | RO | 4 | 07 July 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 29 August 2017 | 01 December 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 August 2017 | 01 December 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 August 2017 | 01 December 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 August 2017 | 01 December 2018 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 13 November 2015 | 02 June 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 November 2015 | 02 June 2017 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 12 June 2012 | 05 March 2015 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 12 June 2012 | 05 March 2015 |