SFC Licences of CHAN Chun 陳駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 12 November 2021 | 04 November 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 October 2021 | 04 November 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 October 2021 | 04 November 2022 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 17 May 2018 | 28 September 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 17 May 2018 | 28 September 2021 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 July 2016 | 20 April 2018 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 2 | 13 December 2011 | 23 April 2012 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 13 December 2011 | 23 April 2012 |