SFC Licences of LAI Hoi Lee 黎凱莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Securis Capital Limited | RE | 4 | 18 March 2019 | |
| Securis Capital Limited | RE | 9 | 07 March 2019 | |
| Securis Capital Limited | RE | 1 | 07 March 2019 | |
| Quintar Capital Limited | RE | 9 | 19 April 2017 | 31 August 2018 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 19 April 2017 | 31 August 2018 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 20 June 2012 | 15 April 2014 |