SFC Licences of YAU Chung Yan, Pamela 邱頌恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 24 February 2022 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 February 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 December 2011 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 December 2011 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 12 December 2011 | 31 August 2013 |