SFC Licences of SHEN Blake C 沈欽揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 23 February 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 23 February 2021 | |
| UBS Securities Asia Limited | RE | 2 | 23 February 2021 | |
| UBS Securities Asia Limited | RE | 1 | 23 February 2021 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 13 December 2011 | 26 February 2018 |