SFC Licences of SHI Qian 史騫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 20 February 2023 | |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 20 February 2023 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 28 November 2016 | 20 February 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 28 November 2016 | 20 February 2023 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 31 August 2013 |