SFC Licences of SHI Qian 史騫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 28 November 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 1 28 November 2016
UBS Securities Hong Kong Limited RE 6 07 June 2012 31 August 2013