SFC Licences of LI Xiaozhou 李曉舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 14 September 2015 | 30 July 2021 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 14 September 2015 | 30 July 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 19 November 2014 |