SFC Licences of LAU Raymond Wai Cheuk 劉偉卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 09 July 2018 | |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 09 July 2018 | |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 09 July 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 May 2018 | 09 July 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 May 2018 | 09 July 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 May 2018 | 09 July 2018 |
| UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | 03 February 2018 |
| UBS Securities Hong Kong Limited | RO | 6 | 25 November 2013 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 November 2013 |