SFC Licences of LAU Raymond Wai Cheuk 劉偉卓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RO 6 09 July 2018
J.P. Morgan Securities (Far East) Limited RO 4 09 July 2018
J.P. Morgan Securities (Far East) Limited RO 1 09 July 2018
J.P. Morgan Securities (Far East) Limited RE 6 17 May 2018 09 July 2018
J.P. Morgan Securities (Far East) Limited RE 4 17 May 2018 09 July 2018
J.P. Morgan Securities (Far East) Limited RE 1 17 May 2018 09 July 2018
UBS Securities Hong Kong Limited RO 6 19 December 2016 03 February 2018
UBS Securities Hong Kong Limited RO 6 25 November 2013 18 December 2016
UBS Securities Hong Kong Limited RE 6 07 June 2012 25 November 2013