SFC licenceholder AYQ842 WONG Roger Chi-him 黃智謙

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 07 September 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 September 2018
J.P. Morgan Broking (Hong Kong) Limited RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 March 2017 24 July 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 December 2011 06 December 2016