SFC Licences of WONG Roger Chi-him 黃智謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 06 June 2022 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 07 September 2018 | 04 March 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 07 September 2018 | 04 March 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 September 2018 | 04 March 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 March 2017 | 24 July 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 March 2017 | 24 July 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 December 2011 | 06 December 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 December 2011 | 06 December 2016 |