SFC Licences of NARAGHI Dariush Dmitrii
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 September 2018 | |
Merrill Lynch Far East Limited | RE | 6 | 29 October 2015 | 11 June 2018 |
Merrill Lynch Far East Limited | RE | 4 | 29 October 2015 | 11 June 2018 |
Merrill Lynch Far East Limited | RE | 1 | 29 October 2015 | 11 June 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 October 2015 | 11 June 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 October 2015 | 11 June 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 October 2015 | 11 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 20 March 2012 | 31 July 2015 |