SFC Licences of LEUNG Sin Yeng, Winnie 梁善盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 | RO | 9 | 30 January 2024 | |
| Pollock Asset Management Limited 普樂資本有限公司 | RO | 4 | 30 January 2024 | |
| Pollock Asset Management Limited 普樂資本有限公司 | RO | 1 | 30 January 2024 | |
| Pollock Asset Management Limited 普樂資本有限公司 | RE | 4 | 28 May 2021 | 30 January 2024 |
| Pollock Asset Management Limited 普樂資本有限公司 | RE | 9 | 28 April 2021 | 30 January 2024 |
| Pollock Asset Management Limited 普樂資本有限公司 | RE | 1 | 24 March 2021 | 30 January 2024 |
| Mont Avenir Capital Limited 未來金融有限公司 | RE | 6 | 13 July 2020 | 05 March 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 | RE | 1 | 26 May 2020 | 05 March 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 | RO | 6 | 23 July 2019 | 13 July 2020 |
| UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | 06 June 2019 |
| UBS Securities Hong Kong Limited | RO | 6 | 10 January 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 10 January 2014 |