SFC Licences of CHOW Ho Ting Rene 周浩霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 26 March 2015 | |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 12 February 2015 | |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 02 December 2014 | |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 02 December 2014 | |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 1 | 27 August 2013 | 21 October 2014 |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 5 | 26 November 2012 | 21 October 2014 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 22 February 2012 | 26 August 2013 |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 15 December 2011 | 21 October 2014 |