SFC Licences of WOO Elliott Tak On 胡德安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Verition Advisors (Hong Kong) Limited | RE | 9 | 16 September 2024 | |
| Privium Fund Management (HK) Limited | RE | 9 | 12 June 2024 | 15 September 2024 |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 01 December 2020 | 07 November 2023 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 04 December 2018 | 13 March 2020 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 21 July 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |