SFC Licences of HE Yao 何堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AMTD Wealth Management Solutions Group Limited | RE | 4 | 25 May 2023 | |
| AMTD Wealth Management Solutions Group Limited | RE | 1 | 25 May 2023 | |
| orientiert XYZ Securities Limited | RE | 6 | 15 August 2018 | 31 March 2023 |
| orientiert XYZ Securities Limited | RE | 4 | 15 August 2018 | 31 March 2023 |
| orientiert XYZ Securities Limited | RE | 1 | 15 August 2018 | 31 March 2023 |
| orientiert XYZ Securities Limited | RO | 6 | 14 February 2018 | 15 August 2018 |
| orientiert XYZ Securities Limited | RO | 4 | 14 February 2018 | 15 August 2018 |
| orientiert XYZ Securities Limited | RO | 1 | 14 February 2018 | 15 August 2018 |
| orientiert XYZ Securities Limited | RE | 6 | 13 December 2017 | 14 February 2018 |
| orientiert XYZ Securities Limited | RE | 4 | 13 December 2017 | 14 February 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 13 December 2017 | 14 February 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 08 November 2016 | 07 November 2017 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 16 December 2011 | 01 October 2016 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 16 December 2011 | 01 October 2016 |