SFC Licences of JIA Peng 賈鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 05 September 2018 | 15 March 2024 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 14 October 2016 | 11 August 2018 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 14 October 2016 | 11 August 2018 |
orientiert XYZ Securities Limited | RE | 4 | 20 June 2016 | 09 August 2016 |
orientiert XYZ Securities Limited | RE | 1 | 20 June 2016 | 09 August 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 08 March 2016 |