SFC Licences of CHENG Tak Him, Terence 鄭德謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Everbright Capital Limited 中國光大融資有限公司	RO	6	08 November 2022
China Everbright Capital Limited 中國光大融資有限公司	RO	1	08 November 2022
China Everbright Capital Limited 中國光大融資有限公司	RE	6	12 May 2022	08 November 2022
China Everbright Capital Limited 中國光大融資有限公司	RE	1	12 May 2022	08 November 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	17 September 2019	19 April 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	17 September 2019	19 April 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	12 June 2019	17 September 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	12 June 2019	17 September 2019
China Everbright Capital Limited 中國光大融資有限公司	RE	6	28 November 2017	05 June 2019
China Everbright Capital Limited 中國光大融資有限公司	RE	4	28 November 2017	05 June 2019
China Everbright Capital Limited 中國光大融資有限公司	RE	1	28 November 2017	05 June 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	19 December 2011	19 November 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	19 December 2011	19 November 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	19 December 2011	19 November 2017