SFC Licences of LAI Rongye 賴榮曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 21 March 2018 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 7 | 12 August 2013 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 12 August 2013 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 12 August 2013 | |
| UBS Securities Asia Limited | RE | 1 | 12 August 2013 | |
| UBS Securities Hong Kong Limited | RE | 7 | 03 January 2012 | 22 June 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 January 2012 | 22 June 2013 |
| UBS Securities Asia Limited | RE | 2 | 03 January 2012 | 22 June 2013 |
| UBS Securities Asia Limited | RE | 1 | 03 January 2012 | 22 June 2013 |