SFC Licences of CHAU Kong San 周港新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 05 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 23 October 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 23 October 2020
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 9 01 June 2020 19 October 2020
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 4 01 June 2020 19 October 2020
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 1 01 June 2020 19 October 2020
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 9 29 May 2017 28 May 2020
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 13 July 2012 30 June 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 23 December 2011 30 June 2016