SFC Licences of CHAU Kong San 周港新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 05 November 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 23 October 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 October 2020 | |
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 9 | 01 June 2020 | 19 October 2020 |
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 4 | 01 June 2020 | 19 October 2020 |
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 1 | 01 June 2020 | 19 October 2020 |
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 9 | 29 May 2017 | 28 May 2020 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 13 July 2012 | 30 June 2016 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 23 December 2011 | 30 June 2016 |