SFC licenceholder AYR785 ZHAO Guoyang 趙國陽

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 19 July 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [6] (Advising on Corporate Finance) 09 July 2018
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 19 December 2016 20 March 2018
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 07 June 2012 18 December 2016