SFC Licences of ZHAO Guoyang 趙國陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2018 | 24 September 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 09 July 2018 | 24 September 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 20 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |