SFC Licences of KWOK Wa Yan, Irene 郭華欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 9 | 09 November 2022 | |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 4 | 09 November 2022 | |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 1 | 09 November 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 22 October 2018 | 04 June 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 22 October 2018 | 04 June 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 22 October 2018 | 04 June 2021 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 31 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 31 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 31 March 2015 |