SFC Licences of CHEN Ying 陳瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 1 16 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RO 6 16 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 17 June 2019 16 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 17 June 2019 16 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 13 December 2017 12 April 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 04 January 2017 12 April 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 January 2017 12 April 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 24 January 2014 25 November 2016
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 04 October 2013
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 04 October 2013
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 04 October 2013