SFC Licences of GAO Yiwen 高軼文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 22 July 2016 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 04 August 2014 | 18 April 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 29 April 2014 |