SFC Licences of LEE Wing Him, Timothy 李穎謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司	RE	6	04 March 2021	15 February 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	04 March 2021	15 February 2023
orientiert XYZ Securities Limited	RE	6	20 November 2018	19 May 2020
orientiert XYZ Securities Limited	RE	4	20 November 2018	19 May 2020
orientiert XYZ Securities Limited	RE	1	20 November 2018	19 May 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	18 January 2017	30 January 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	18 January 2017	30 January 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	16 July 2013	05 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	16 July 2013	05 October 2016
J.P. Morgan Securities (Far East) Limited	RE	6	13 January 2012	05 September 2012
J.P. Morgan Securities (Far East) Limited	RE	4	13 January 2012	05 September 2012
J.P. Morgan Securities (Far East) Limited	RE	1	13 January 2012	05 September 2012