SFC Licences of LEE Soryo 李小麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EQT Partners Capital Limited 殷拓資本有限公司 RE 1 01 March 2023
EQT Partners Asia Limited RE 4 17 December 2021 28 February 2023
EQT Partners Asia Limited RE 1 17 December 2021 28 February 2023
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 31 March 2014
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 31 March 2014
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 31 March 2014