SFC Licences of LIU Hao 劉皓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 28 June 2021 26 February 2024
Merrill Lynch Far East Limited RE 4 28 June 2021 26 February 2024
Merrill Lynch Far East Limited RE 1 28 June 2021 26 February 2024
Merrill Lynch (Asia Pacific) Limited RE 6 28 June 2021
Merrill Lynch (Asia Pacific) Limited RE 4 28 June 2021
Merrill Lynch (Asia Pacific) Limited RE 1 28 June 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 11 June 2018 04 May 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 11 June 2018 04 May 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 03 May 2016 04 May 2021
STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 RE 6 16 December 2015 08 April 2016
J.P. Morgan Securities (Far East) Limited RE 6 13 January 2012 13 November 2012
J.P. Morgan Securities (Far East) Limited RE 4 13 January 2012 13 November 2012
J.P. Morgan Securities (Far East) Limited RE 1 13 January 2012 13 November 2012