SFC Licences of LU Shueh Pu 呂學樸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 31 July 2012 | 12 October 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 February 2012 | 11 May 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 February 2012 | 11 May 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 February 2012 | 11 May 2012 |