SFC Licences of PEEL Edward James Willoughby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 15 October 2020 | 09 October 2023 |
| Macquarie Asia Securities Limited | RE | 1 | 15 October 2020 | |
| Merrill Lynch Far East Limited | RE | 2 | 16 June 2014 | 29 September 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 16 June 2014 | 29 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2014 | 29 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 June 2013 | 14 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 June 2013 | 14 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 January 2012 | 14 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 January 2012 | 14 March 2014 |