SFC Licences of XIAO Yinan 肖一楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	25 April 2023
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	25 April 2023
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	1	25 April 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	9	24 August 2022	17 March 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	4	24 August 2022	17 March 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	24 August 2022	17 March 2023
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	25 January 2021	30 May 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	25 January 2021	30 May 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	1	25 January 2021	30 May 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	31 October 2013	28 November 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	29 May 2013	28 November 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	1	29 May 2013	28 November 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	06 January 2012	02 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	06 January 2012	02 May 2013