SFC Licences of SUN Xiaolu 孫肖魯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 1 | 26 February 2020 | |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 9 | 19 October 2012 | 12 August 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 January 2012 | 24 February 2012 |