SFC Licences of NG Chor Sum Sam 吳楚琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 30 April 2019 | 04 March 2024 |
Merrill Lynch Far East Limited | RE | 4 | 30 April 2019 | 04 March 2024 |
Merrill Lynch Far East Limited | RE | 1 | 30 April 2019 | 04 March 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 April 2019 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 April 2019 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 April 2019 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 19 January 2017 | 28 January 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 19 January 2017 | 28 January 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 19 January 2017 | 28 January 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 29 August 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 29 August 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 29 August 2014 |