SFC Licences of POON Tammy Tim Ming 潘恬明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blue Pool Capital Limited | RE | 9 | 07 July 2023 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 31 March 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 31 March 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 31 March 2012 |