SFC Licences of CHIA Pock Yuen, Eddie 謝博渊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 1 | 02 June 2022 | |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 9 | 23 October 2020 | |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 4 | 23 October 2020 | |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 04 November 2019 | 23 October 2020 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 04 November 2019 | 23 October 2020 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 24 June 2019 | 01 November 2019 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 4 | 24 June 2019 | 01 November 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 06 December 2016 | 12 June 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 06 December 2016 | 12 June 2019 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 06 January 2012 | 28 March 2014 |