SFC Licences of CHIA Pock Yuen, Eddie 謝博渊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 1 02 June 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 9 23 October 2020
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 4 23 October 2020
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 04 November 2019 23 October 2020
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 04 November 2019 23 October 2020
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RE 4 24 June 2019 01 November 2019
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RE 9 24 June 2019 01 November 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 06 December 2016 12 June 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 06 December 2016 12 June 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 06 January 2012 28 March 2014