SFC Licences of YIN Yanli 尹燕麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 RE 9 10 September 2021
CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 RE 4 10 September 2021
CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 RE 1 10 September 2021
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 03 December 2018 30 August 2021
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 03 December 2018 30 August 2021
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 1 29 November 2018 30 August 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 28 November 2017 09 November 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 15 May 2017 20 August 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 16 June 2016 20 August 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 13 October 2014 09 April 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 13 October 2014 09 April 2016
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 4 30 July 2012 20 September 2014
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 13 June 2012 20 September 2014
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 13 June 2012 20 September 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 07 February 2012 01 June 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 February 2012 01 June 2012