SFC Licences of TAN Hee Yong, Jeremy 陳希揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 10 November 2015 | 21 January 2016 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 4 | 10 November 2015 | 21 January 2016 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 1 | 10 November 2015 | 21 January 2016 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 13 December 2013 | 24 July 2015 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 13 December 2013 | 24 July 2015 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 11 January 2012 | 11 November 2013 |