SFC Licences of NG Kin Kwan 吳建群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Trenda Corporate Finance Limited 淳大金融有限公司 RO 6 15 March 2021 05 June 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 14 June 2017 28 August 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 14 June 2017 28 August 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 14 June 2017 28 November 2018
Optima Capital Limited 創越融資有限公司 RE 6 03 June 2013 27 May 2017
Optima Capital Limited 創越融資有限公司 RE 1 03 June 2013 27 May 2017
Platinum Securities Company Limited 百德能證券有限公司 RE 6 10 January 2012 20 March 2013
Platinum Securities Company Limited 百德能證券有限公司 RE 1 10 January 2012 20 March 2013