SFC Licences of NG Kin Kwan 吳建群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Trenda Corporate Finance Limited 淳大金融有限公司 | RO | 6 | 15 March 2021 | 05 June 2023 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 14 June 2017 | 28 August 2020 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 14 June 2017 | 28 August 2020 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 June 2017 | 28 November 2018 |
Optima Capital Limited 創越融資有限公司 | RE | 6 | 03 June 2013 | 27 May 2017 |
Optima Capital Limited 創越融資有限公司 | RE | 1 | 03 June 2013 | 27 May 2017 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 10 January 2012 | 20 March 2013 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 10 January 2012 | 20 March 2013 |