SFC Licences of LI Wen 李雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 April 2014 | 01 March 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 April 2014 | 01 March 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 16 January 2012 | 18 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 16 January 2012 | 18 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 16 January 2012 | 18 March 2014 |