SFC Licences of LI Wen 李雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 22 April 2014 01 March 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 April 2014 01 March 2016
J.P. Morgan Securities (Far East) Limited RE 6 16 January 2012 18 March 2014
J.P. Morgan Securities (Far East) Limited RE 4 16 January 2012 18 March 2014
J.P. Morgan Securities (Far East) Limited RE 1 16 January 2012 18 March 2014