SFC Licences of NELIGAN David Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 12 February 2016 | 21 January 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 04 January 2016 | 21 January 2017 |
| GFI (HK) Securities L.L.C. | RE | 7 | 10 January 2012 | 28 February 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 10 January 2012 | 28 February 2015 |