SFC Licences of LAU Dixon Chi Kong 劉志剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 16 March 2016 | 05 November 2021 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 16 March 2016 | 05 November 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 18 January 2012 | 21 January 2016 |